Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph James Iacono | 1936401 | 3 | 09/13/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Harold Lee Gilbert | 812961 | 2 | 07/16/1970 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Harold Lee Gilbert | 812961 | 2 | 07/15/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Frank Zesch | 854607 | 1 | 03/08/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald J Fry | 870733 | 1 | 02/25/1969 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Francis Gottl | 1125909 | 1 | 12/16/1966 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |