Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory John Spinazze | 836100 | 3 | 12/03/1992 | Customer Dispute | Settled | $540,000.00 | $0.00 | See FINRA Report |
| Bruce Howard Weinstein | 462008 | 2 | 09/17/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Aldo Verrelli | 839150 | 1 | 05/18/1992 | Customer Dispute | Award / Judgment | $39,882.00 | $25,000.00 | See FINRA Report |
| Joseph Louis Dicandio | 1535867 | 1 | 03/05/1992 | Customer Dispute | Award / Judgment | $87,351.50 | $350.00 | See FINRA Report |
| Gary Wayne Garris | 5815917 | 2 | 12/03/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Malcolm Dee Lewis | 6729044 | 1 | 10/27/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary Wayne Garris | 5815917 | 2 | 03/14/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bill R Barba | 2673186 | 1 | 07/20/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Craig Richard Reid | 1984593 | 2 | 04/04/1990 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Earl Peterson | 1704206 | 2 | 09/01/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |