Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerry Lawrence Goldblum | 2362993 | 3 | 06/26/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alecu Vlad Popovici | 1429407 | 1 | 02/16/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Florence Eleanor Barber | 1428720 | 2 | 12/22/1993 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Young Gyu Hwang | 1967046 | 1 | 09/14/1993 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Christopher Joseph Wyllie | 4244895 | 4 | 08/10/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Alexander K Barnes | 4253343 | 1 | 08/06/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Bradley Steven Turner | 3193524 | 2 | 07/24/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel Anthony Braga | 2721215 | 1 | 07/03/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dean Salvatore Dignoti | 1501042 | 4 | 03/02/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michaela Hale Hewett | 1066962 | 1 | 01/01/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |