Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Richard Schwartz | 1291762 | 1 | 11/10/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Elizabeth Arndt | 1416799 | 1 | 06/25/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Henry Lee McFadden | 800776 | 1 | 06/13/1995 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| George Harlan Wilburn | 2967731 | 4 | 03/17/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Robert Layman | 844195 | 1 | 03/03/1995 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Robert Michael Estrada | 850243 | 1 | 02/02/1995 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| William Bucher | 7282657 | 1 | 11/14/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ferdinand Alexander Ruplin | 1651751 | 3 | 11/10/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| George Harlan Wilburn | 2967731 | 4 | 11/10/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank Anthony Costa | 4244814 | 1 | 07/08/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |