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FINRA Broker Disclosures for Equitable Advisors, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.

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Displaying 1,591-1,600 out of 1,665 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Matias Manuel Averhoff1706055308/14/1996Customer DisputeSettled$15,000.00$0.00See FINRA Report
Jerry Lawrence Goldblum2362993308/12/1996Customer DisputeSettled$40,000.00$0.00See FINRA Report
Anthony John Vitulli725329207/18/1996Customer DisputeSettled$0.00$0.00See FINRA Report
Victoriano Dequia Reyes832118405/28/1996Customer DisputeSettled$0.00$0.00See FINRA Report
Charles Frederick Edris2843639205/14/1996Judgment / Lien$0.00$0.00See FINRA Report
Kevin J Cosentino4625197304/05/1996CriminalFinal Disposition$0.00$0.00See FINRA Report
Joseph Alfonse Dimora1258166102/26/1996Customer DisputeSettled$22,000.00$0.00See FINRA Report
Ronald Irwin Greene1229478202/06/1996Employment Separation After Allegations$0.00$0.00See FINRA Report
Ronald Irwin Greene1229478202/01/1996Customer DisputeSettled$13,500.00$0.00See FINRA Report
James Michael Coppola1848695212/27/1995RegulatoryFinal$0.00$0.00See FINRA Report

1,665 Results

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