Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Christian Arnold | 3245275 | 1 | 03/30/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Richard Cook | 709562 | 1 | 03/03/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Victoriano Dequia Reyes | 832118 | 4 | 02/26/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Culpepper Webb | 824655 | 1 | 12/31/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Jay Schreiber | 1286611 | 1 | 11/09/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edgar Timothy Brathwaite | 834639 | 2 | 11/06/1996 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Candy Michelle Flynn | 6492380 | 1 | 10/11/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Karl Thomas Silva | 2354506 | 2 | 09/27/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ferdinand Alexander Ruplin | 1651751 | 3 | 09/18/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronald Gary Langus | 302175 | 4 | 09/01/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |