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FINRA Broker Disclosures for Equitable Advisors, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.

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Displaying 1,571-1,580 out of 1,665 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Matias Manuel Averhoff1706055311/03/1997Customer DisputeSettled$0.00$0.00See FINRA Report
Jorge Luis Fernandez1384518211/03/1997Customer DisputeSettled$0.00$0.00See FINRA Report
David Francis Canino812385210/06/1997Customer DisputeClosed-No Action$0.00$0.00See FINRA Report
Alexander Francis Guidotti727870109/13/1997Customer DisputeDenied$13,000.00$0.00See FINRA Report
Jules Frank Delalla2159117209/11/1997Customer DisputeDenied$0.00$0.00See FINRA Report
Anthony John Vitulli725329209/03/1997Customer DisputeSettled$0.00$0.00See FINRA Report
Victoriano Dequia Reyes832118408/25/1997Customer DisputeSettled$0.00$0.00See FINRA Report
Victoriano Dequia Reyes832118408/25/1997Customer DisputeSettled$0.00$0.00See FINRA Report
Dean Salvatore Dignoti1501042406/06/1997Customer DisputeSettled$47,500.00$0.00See FINRA Report
Ralph Wayne Damren604621406/05/1997Judgment / Lien$0.00$0.00See FINRA Report

1,665 Results

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