Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Matias Manuel Averhoff | 1706055 | 3 | 11/03/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Jorge Luis Fernandez | 1384518 | 2 | 11/03/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
David Francis Canino | 812385 | 2 | 10/06/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
Alexander Francis Guidotti | 727870 | 1 | 09/13/1997 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
Jules Frank Delalla | 2159117 | 2 | 09/11/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Anthony John Vitulli | 725329 | 2 | 09/03/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Victoriano Dequia Reyes | 832118 | 4 | 08/25/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Victoriano Dequia Reyes | 832118 | 4 | 08/25/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Dean Salvatore Dignoti | 1501042 | 4 | 06/06/1997 | Customer Dispute | Settled | $47,500.00 | $0.00 | See FINRA Report |
Ralph Wayne Damren | 60462 | 14 | 06/05/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |