Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Edward Davis | 1000857 | 1 | 03/09/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Joseph Kenneth Moore | 1008788 | 6 | 02/24/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gwendolyn Reese | 1025834 | 2 | 02/24/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Patrick Morris | 1025904 | 5 | 02/10/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Henry Briscoe Thomas | 1186107 | 2 | 02/06/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matias Manuel Averhoff | 1706055 | 3 | 12/22/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jorge Luis Fernandez | 1384518 | 2 | 12/22/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Donald Joseph Stoll | 1104147 | 1 | 11/25/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edward Francis Zaik | 2115492 | 1 | 11/18/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew Richard Vassallo | 732388 | 1 | 11/17/1997 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |