Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert James Michalak | 805932 | 2 | 08/13/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Clinton Robert Hare | 1050896 | 7 | 08/01/1998 | Customer Dispute | Closed-No Action | $44,510.40 | $0.00 | See FINRA Report |
| Stephen Anthony Missildine | 336750 | 1 | 07/28/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Winthrop | 2445102 | 5 | 07/13/1998 | Customer Dispute | Closed-No Action | $55,834.00 | $0.00 | See FINRA Report |
| Steven Song Kang | 1035557 | 2 | 07/07/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gerald Constantine Grant | 2630625 | 2 | 06/12/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Leslie Eric Streitfeld | 2155670 | 1 | 05/05/1998 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Jeffrey Gerard Gundrum | 1819476 | 7 | 04/30/1998 | Customer Dispute | Denied | $3,200.00 | $0.00 | See FINRA Report |
| Marie Teresa Lamar | 1033460 | 1 | 04/30/1998 | Customer Dispute | Denied | $10,031.00 | $0.00 | See FINRA Report |
| Thomas Michael Custance | 1910194 | 2 | 03/12/1998 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |