Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Edward Drake | 1992092 | 1 | 03/19/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Mathews Dolan | 69554 | 3 | 02/19/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Waicheuk Johnny Chan | 2028479 | 1 | 02/17/1999 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Phillip Ketola | 268767 | 1 | 01/20/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Nicholas Joseph Chopey | 1285626 | 2 | 01/19/1999 | Customer Dispute | Settled | $21,503.00 | $0.00 | See FINRA Report |
| Stephen C Walz | 2193307 | 1 | 01/01/1999 | Customer Dispute | Settled | $15,108.00 | $0.00 | See FINRA Report |
| Nicholas Joseph Chopey | 1285626 | 2 | 12/17/1998 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Harvey Micheal Thomas | 1532678 | 2 | 12/11/1998 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Carl Carmine Della Sala | 1329262 | 1 | 11/06/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Howard Sall | 1273255 | 1 | 11/04/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |