Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Patrick Vaughan | 2385113 | 1 | 06/25/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Ryan Doyle Bosch | 4502775 | 1 | 06/24/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Hey | 4698527 | 1 | 06/18/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Francis Canino | 812385 | 2 | 06/16/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Vincent Santo Mirabelli | 1215211 | 1 | 06/08/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Pace Frankel | 1385480 | 3 | 05/27/1999 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| John Dallas McKinnon | 2058469 | 2 | 05/24/1999 | Customer Dispute | Denied | $6,572.08 | $0.00 | See FINRA Report |
| Mushtaq Ahmed | 2609335 | 4 | 05/05/1999 | Customer Dispute | Closed-No Action | $56,066.20 | $0.00 | See FINRA Report |
| Jonathan Mark Blevins | 711293 | 2 | 04/22/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Kenneth Moore | 1008788 | 6 | 04/01/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |