Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gabriel Lenoir Gamble | 4578945 | 1 | 02/22/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brent Wood Koch | 1336567 | 4 | 02/18/2000 | Customer Dispute | Closed-No Action | $1,500.00 | $0.00 | See FINRA Report |
| Daniel Carlos Venegas | 1194311 | 3 | 02/18/2000 | Customer Dispute | Closed-No Action | $1,500.00 | $0.00 | See FINRA Report |
| Barry Martin Weinstein | 2758508 | 1 | 02/10/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Hanley | 1996307 | 3 | 01/03/2000 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Fred Henry Spagat | 1689238 | 1 | 12/01/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew Winthrop | 2445102 | 5 | 11/16/1999 | Customer Dispute | Denied | $21,777.00 | $0.00 | See FINRA Report |
| Omari F Thomas | 4080767 | 3 | 11/15/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Curtis | 7838599 | 1 | 10/23/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Darren Philip Olivieri | 4375700 | 1 | 10/07/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |