Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alan Stephen Katkin | 2226400 | 3 | 08/10/2000 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
| Johnathan Mirabelli | 6679490 | 1 | 07/29/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rodney Adolphus Foster | 1191393 | 2 | 07/14/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Alan Ducore | 1014025 | 1 | 07/12/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Arnold Frank | 709916 | 10 | 06/09/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arnold Frank | 709916 | 10 | 05/26/2000 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Paul David Hay | 2368896 | 1 | 05/23/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Lawrence Elton Mantle | 2482189 | 1 | 04/10/2000 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Foster Woodcock | 1575147 | 2 | 03/22/2000 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Arnold Frank | 709916 | 10 | 02/22/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |