Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard F Hazard | 807460 | 8 | 02/01/2001 | Customer Dispute | Settled | $21,000.00 | $0.00 | See FINRA Report |
| John Henry Becker | 843072 | 1 | 01/23/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gregg Adam Gunzburg | 1897023 | 6 | 01/18/2001 | Customer Dispute | Settled | $2,338.61 | $0.00 | See FINRA Report |
| Herbert Charles Goodrich | 2657884 | 1 | 01/10/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Donald Vernon Murphey | 841793 | 1 | 01/05/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Marc Robert Didomenico | 2231340 | 1 | 11/07/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ralph Wayne Damren | 60462 | 14 | 11/02/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Abel Viteri | 6635872 | 5 | 10/23/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Peter Petrocine | 707203 | 4 | 08/21/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Alan Stephen Katkin | 2226400 | 3 | 08/10/2000 | Customer Dispute | Closed-No Action | $150,000.00 | $0.00 | See FINRA Report |