Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Nelson Dinklage | 2674824 | 4 | 08/08/2001 | Customer Dispute | Settled | $88,000.00 | $0.00 | See FINRA Report |
| Gregg Christophe La Spisa | 2636905 | 5 | 07/30/2001 | Customer Dispute | Settled | $29,000.00 | $0.00 | See FINRA Report |
| Jeffrey Martin Tabman | 2456989 | 3 | 07/25/2001 | Customer Dispute | Denied | $10,000,000.00 | $0.00 | See FINRA Report |
| James Gibbs | 3273705 | 6 | 06/26/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Carey Jermaine Wilson | 2568081 | 3 | 06/21/2001 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Carey Jermaine Wilson | 2568081 | 3 | 06/14/2001 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Arnold Frank | 709916 | 10 | 05/22/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Erica Leigh Sylvia | 6174332 | 1 | 05/18/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Daniel W Tidd | 2763087 | 1 | 03/02/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sung Jin Cho | 2044180 | 9 | 02/07/2001 | Customer Dispute | Denied | $3,961.00 | $0.00 | See FINRA Report |