Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Yeke Wing | 1139548 | 9 | 11/09/2001 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Douglas Allen Karney | 2631047 | 1 | 10/23/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Glenn West | 1338684 | 2 | 10/11/2001 | Customer Dispute | Settled | $92,000.00 | $0.00 | See FINRA Report |
| Luis Angel Gesualdo Perez | 1385146 | 2 | 10/11/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Howell Granger | 5644302 | 3 | 10/09/2001 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Mark Blevins | 711293 | 2 | 10/02/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mazhar Mahmood | 2876589 | 6 | 09/20/2001 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Douglas Yeke Wing | 1139548 | 9 | 08/17/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Nash Gammill | 1928972 | 2 | 08/16/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mickey Dana Dubberly | 4200897 | 4 | 08/15/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |