Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Betty Lou Carver Hawbaker | 1452483 | 9 | 08/07/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| T Scott Newman | 2151606 | 1 | 07/29/2002 | Customer Dispute | Denied | $96,378.50 | $0.00 | See FINRA Report |
| Robert Andrew Hagen | 2783771 | 1 | 07/08/2002 | Customer Dispute | Closed-No Action | $237,639.00 | $0.00 | See FINRA Report |
| Thomas Roman Visintine | 2222904 | 2 | 06/27/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Howell Granger | 5644302 | 3 | 06/17/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jon Saul Yasner | 3190131 | 3 | 06/06/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Molly Jean Ellis | 2641534 | 2 | 05/29/2002 | Customer Dispute | Denied | $8,115.83 | $0.00 | See FINRA Report |
| Benjamin Adam Felicelli | 3156010 | 3 | 05/23/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Howell Granger | 5644302 | 3 | 05/17/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jules Frank Delalla | 2159117 | 2 | 05/10/2002 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |