Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph James Iacono | 1936401 | 3 | 04/08/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Mark Langer | 2717961 | 1 | 04/08/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Thomas Willard | 4171367 | 1 | 04/08/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Howell Alexander Ogeary | 1979838 | 4 | 04/01/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ralph Edward Browning | 6914526 | 1 | 04/01/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Troy Layne Rust | 2064939 | 1 | 03/31/2003 | Customer Dispute | Denied | $450,000.00 | $0.00 | See FINRA Report |
| Brian T Yun | 2340753 | 1 | 03/28/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Eugene King | 2665290 | 1 | 03/24/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gary Lewis Bernard | 706672 | 3 | 03/17/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Russell Steven Staley | 2351188 | 1 | 03/14/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |