Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Betty Lou Carver Hawbaker | 1452483 | 9 | 07/08/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Betty Lou Carver Hawbaker | 1452483 | 9 | 07/03/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Vincenzo Cesare | 2534353 | 1 | 06/26/2003 | Customer Dispute | Pending | $25,000.00 | $0.00 | See FINRA Report |
| Charles Nelson Dinklage | 2674824 | 4 | 05/30/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan Sanford Cobert | 1986373 | 1 | 05/23/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Luther Glenn Ensminger | 2618083 | 1 | 05/13/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew Winthrop | 2445102 | 5 | 05/02/2003 | Customer Dispute | Denied | $86,000.00 | $0.00 | See FINRA Report |
| James Jeffrey Chadwell | 1992438 | 2 | 04/21/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Clinton Robert Hare | 1050896 | 7 | 04/16/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Anthony Snow | 718038 | 3 | 04/15/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |