Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Howell Alexander Ogeary | 1979838 | 4 | 11/21/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Anthony Natale | 823999 | 2 | 11/18/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony Nicholas Mariani | 2708138 | 2 | 11/06/2003 | Customer Dispute | Denied | $98,709.80 | $0.00 | See FINRA Report |
| James Michael Coppola | 1848695 | 2 | 11/03/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Roy Greenblatt | 1339690 | 2 | 10/20/2003 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Gary Lewis Bernard | 706672 | 3 | 10/06/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Shai Y Har-El | 1042318 | 2 | 09/16/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Earl Peterson | 1704206 | 2 | 08/21/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Julie Dabbert Bartley | 3245338 | 1 | 07/24/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Betty Lou Carver Hawbaker | 1452483 | 9 | 07/14/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |