Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Hoa Chang | 3265369 | 4 | 02/10/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dror Harsinay | 2206018 | 4 | 02/05/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Mosslih | 4662400 | 4 | 01/29/2004 | Customer Dispute | Denied | $86,519.00 | $0.00 | See FINRA Report |
| John Joseph Teti | 1018336 | 3 | 01/20/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Jason Armstrong | 2912367 | 1 | 01/20/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Keith Andrew Gillman | 1083754 | 2 | 01/15/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Clarence Lester Turner | 854500 | 1 | 01/12/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Keith Migdale | 2608210 | 2 | 12/22/2003 | Customer Dispute | Settled | $83,874.20 | $0.00 | See FINRA Report |
| John Carl Passananti | 734885 | 1 | 12/19/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas B Wells | 1960688 | 2 | 12/19/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |