Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Gerard Gundrum | 1819476 | 7 | 03/24/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Keith Andrew Gillman | 1083754 | 2 | 03/23/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Eugene Southard | 1291554 | 2 | 03/16/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Gerard Gundrum | 1819476 | 7 | 03/10/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tammy Lynn Butts | 1750441 | 3 | 03/10/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Eddie Rodriguez Perez | 2864412 | 1 | 03/08/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Timothy Robert Holdsworth | 1725123 | 4 | 03/05/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Robert Henderson | 1819434 | 1 | 02/27/2004 | Customer Dispute | Denied | $1,250,000.00 | $0.00 | See FINRA Report |
| Gary Alan Egorov | 2530591 | 1 | 02/23/2004 | Customer Dispute | Denied | $6,185.72 | $0.00 | See FINRA Report |
| Howell Alexander Ogeary | 1979838 | 4 | 02/13/2004 | Customer Dispute | Settled | $126,000.00 | $0.00 | See FINRA Report |