Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard F Hazard | 807460 | 8 | 10/15/2004 | Customer Dispute | Settled | $141,928.00 | $0.00 | See FINRA Report |
| Joseph Michael Keleher | 266407 | 2 | 10/12/2004 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Matthew Robert Speedy | 2565942 | 1 | 10/05/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Justin Heath Cykler | 4483223 | 2 | 09/27/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Michael Cicala | 3198476 | 1 | 08/09/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Serge R Pinard | 2032637 | 3 | 07/20/2004 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Howard Martin Burke | 2235678 | 2 | 07/06/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ralph Willner Giwerc | 2471500 | 1 | 06/24/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Mosslih | 4662400 | 4 | 05/27/2004 | Customer Dispute | Withdrawn | $47,967.60 | $0.00 | See FINRA Report |
| Gregg Christophe La Spisa | 2636905 | 5 | 05/20/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |