Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy Robert Holdsworth | 1725123 | 4 | 01/18/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Charles Nelson Dinklage | 2674824 | 4 | 01/10/2005 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Jon Owen Neuhs | 1202684 | 1 | 01/05/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brent Wood Koch | 1336567 | 4 | 11/19/2004 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gregory John Spinazze | 836100 | 3 | 11/08/2004 | Customer Dispute | Settled | $1,110,000.00 | $0.00 | See FINRA Report |
| Kent Akio Kamita | 2208039 | 1 | 11/08/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew Joseph Robey | 1413534 | 1 | 11/02/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick Andrew McCarty | 1943287 | 4 | 10/26/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eric Markowitz | 2214775 | 2 | 10/25/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Sung Jin Cho | 2044180 | 9 | 10/22/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |