Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Louis Heilmann | 4453474 | 1 | 04/01/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Robert Lunney | 736470 | 2 | 03/31/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Gerald Lewis | 6179013 | 2 | 03/16/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Alan Mieras | 715006 | 3 | 03/15/2005 | Customer Dispute | Settled | $209,369.00 | $0.00 | See FINRA Report |
| Robert Michael Scott | 1012615 | 1 | 03/15/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Grace Shou-Rong Chen | 2435758 | 1 | 03/08/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anna Bruno | 3148680 | 4 | 03/03/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Joseph Wyllie | 4244895 | 4 | 02/24/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Carron Lynn Lucero | 2467770 | 3 | 02/23/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jacobie Leauntus Green | 6692976 | 2 | 02/08/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |