Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Harry Kaster | 1533540 | 1 | 06/22/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Erol Kececi | 2902479 | 1 | 06/21/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Harold Miller | 1859425 | 1 | 06/16/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel William Murdock | 1350939 | 2 | 06/08/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Trevor Alex Farrington | 5361789 | 2 | 05/26/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Brent Hurley | 837545 | 4 | 05/05/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Gerard Gundrum | 1819476 | 7 | 05/04/2005 | Customer Dispute | Closed-No Action | $1,852.50 | $0.00 | See FINRA Report |
| Imhyun Chung Cho | 1034420 | 2 | 04/26/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Kno | 6417369 | 1 | 04/23/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin Michael Murray | 2924905 | 2 | 04/07/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |