Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Garrett Grante | 5882295 | 1 | 08/16/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy Robert Holdsworth | 1725123 | 4 | 07/29/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George Wesley Hawkins | 1401455 | 3 | 07/29/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Sung Jin Cho | 2044180 | 9 | 07/26/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Randall Bernard Klee | 1708312 | 3 | 07/11/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Lee Hutchinson | 2918290 | 2 | 07/06/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ralph Wayne Damren | 60462 | 14 | 07/01/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick William Ryan | 2661310 | 1 | 06/28/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Lawrence Levinson | 1543489 | 2 | 06/28/2005 | Customer Dispute | Settled | $86,000.00 | $0.00 | See FINRA Report |
| Wiley Murch Moorer | 2794805 | 3 | 06/28/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |