Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Anthony Kelly | 1360285 | 4 | 11/16/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Howard Martin Burke | 2235678 | 2 | 11/11/2005 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Richard F Hazard | 807460 | 8 | 10/31/2005 | Customer Dispute | Settled | $325,000.00 | $0.00 | See FINRA Report |
| Gregg Christophe La Spisa | 2636905 | 5 | 10/21/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Amy M Portilla | 4537705 | 1 | 10/14/2005 | Customer Dispute | Denied | $7,410.00 | $0.00 | See FINRA Report |
| Daniel William Murdock | 1350939 | 2 | 10/11/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Reba Beatrice Bunt | 1430306 | 1 | 10/10/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Adam Blaine Toft | 4937252 | 1 | 09/28/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Gregory Donnelly | 1334127 | 7 | 09/02/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Harold Roberts | 2835096 | 1 | 08/29/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |