Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Anthony Cosentino | 54728 | 1 | 02/22/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Todd Sweet | 1550660 | 1 | 02/14/2006 | Customer Dispute | Denied | $5,988.00 | $0.00 | See FINRA Report |
| William Callahan Florenz | 3065038 | 1 | 02/13/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Anthony Czajkowski | 1391990 | 2 | 02/08/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Collin Christopher Goldschmidt | 4521017 | 1 | 02/06/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Domenic Joseph Tassoni | 2400347 | 1 | 01/25/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Stephen Kaplan | 2527203 | 3 | 01/23/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Li Zhao | 4295701 | 2 | 11/29/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Dallas McKinnon | 2058469 | 2 | 11/22/2005 | Customer Dispute | Settled | $21,929.10 | $0.00 | See FINRA Report |
| Daniel A Basileo | 2130195 | 4 | 11/21/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |