Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Pace Frankel | 1385480 | 3 | 04/19/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brent Wood Koch | 1336567 | 4 | 04/10/2007 | Customer Dispute | Denied | $87,000.00 | $0.00 | See FINRA Report |
| David Carter Fournier | 4395561 | 1 | 03/29/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Laakso | 4481844 | 2 | 03/27/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Stephen Thomas | 2176069 | 2 | 03/26/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Edward Aaron Balfour | 2780606 | 2 | 03/19/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Walter Clifton Shirley | 422355 | 4 | 02/23/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas Yeke Wing | 1139548 | 9 | 02/09/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas Yeke Wing | 1139548 | 9 | 02/09/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Thomas Manchester | 4397883 | 2 | 02/07/2007 | Customer Dispute | Withdrawn | $170,000.00 | $0.00 | See FINRA Report |