Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd W Watts | 4163336 | 1 | 08/16/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steve Bradley McClelland | 1453475 | 1 | 08/14/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jorge Antonio Valdes-Rodriguez | 1579079 | 1 | 08/14/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory Paul Geloso | 4130780 | 1 | 08/13/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregory John Spinazze | 836100 | 3 | 06/22/2007 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |
| Carron Lynn Lucero | 2467770 | 3 | 06/20/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Evan Deforest Dailey | 2233048 | 1 | 05/21/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian E Patterson | 3238574 | 2 | 05/16/2007 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Randall Bernard Klee | 1708312 | 3 | 05/11/2007 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Philip Ryan Zeigler | 4411292 | 1 | 04/27/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |