Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexander Stephen Joice | 4306267 | 1 | 02/28/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James M Dellavecchia | 4903436 | 13 | 02/21/2008 | Customer Dispute | Denied | $5,387.00 | $0.00 | See FINRA Report |
| Jeromiah Joseph Scott | 4384168 | 1 | 02/20/2008 | Customer Dispute | Denied | $8,208.30 | $0.00 | See FINRA Report |
| Robert Aaron Johnson | 1675250 | 1 | 02/06/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Cannon Epperson | 4018205 | 2 | 01/29/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ralph Wayne Damren | 60462 | 14 | 01/22/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Kerwin Garceau | 2205120 | 1 | 01/18/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tyler Reburn | 6955422 | 1 | 01/10/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Hanley | 1996307 | 3 | 01/02/2008 | Customer Dispute | Denied | $13,653.00 | $0.00 | See FINRA Report |
| Gregory William Ricker | 2545035 | 4 | 10/16/2007 | Customer Dispute | Denied | $5,001.00 | $0.00 | See FINRA Report |