Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Wiley Murch Moorer | 2794805 | 3 | 04/29/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gregg Christophe La Spisa | 2636905 | 5 | 04/17/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Phillip C Sheehan | 4595479 | 1 | 04/15/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| David Stephen Turk | 2688276 | 3 | 04/10/2008 | Customer Dispute | Settled | $2,351.89 | $0.00 | See FINRA Report |
| Christopher John Spratt | 3102111 | 1 | 04/08/2008 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Valorie Pearl Gast | 1366385 | 2 | 04/08/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Carle Allam | 721822 | 2 | 03/25/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Wayne Paul Cooper | 1394329 | 3 | 03/19/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Fadi Paul Boulos | 1545057 | 1 | 03/07/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Thomas Stiles | 6245319 | 1 | 02/29/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |