Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charlotte Ann Sloan | 1373089 | 1 | 06/12/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven Paul Flodder | 3242462 | 2 | 05/28/2008 | Customer Dispute | Denied | $5,794.00 | $0.00 | See FINRA Report |
| William Frank Solomon | 2688566 | 2 | 05/27/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Li Zhao | 4295701 | 2 | 05/23/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gobind Chatani | 1658186 | 4 | 05/22/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gobind Chatani | 1658186 | 4 | 05/22/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christian Myers Wagner | 2095048 | 2 | 05/15/2008 | Customer Dispute | Settled | $433,100.00 | $0.00 | See FINRA Report |
| Gobind Chatani | 1658186 | 4 | 05/12/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christian Myers Wagner | 2095048 | 2 | 05/09/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Seong Taek Hahn | 1968777 | 1 | 05/06/2008 | Customer Dispute | Denied | $41,968.90 | $0.00 | See FINRA Report |