Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Vernon Biggs | 1697481 | 3 | 07/30/2008 | Customer Dispute | Settled | $5,001.00 | $0.00 | See FINRA Report |
| Gregg Adam Gunzburg | 1897023 | 6 | 07/18/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ralph Wayne Damren | 60462 | 14 | 07/18/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robin Paul Robert | 1537398 | 2 | 07/14/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tammy Lynn Butts | 1750441 | 3 | 07/14/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Paul Ziolkowski | 5996755 | 1 | 07/07/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Chaboya | 6871492 | 1 | 06/28/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary Clancy | 2317481 | 2 | 06/20/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Gregory Donnelly | 1334127 | 7 | 06/20/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Paul Zaborowski | 4945249 | 1 | 06/16/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |