Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Anthony Soriento | 2063691 | 2 | 10/10/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Mark Spencer | 1124264 | 2 | 10/09/2008 | Customer Dispute | Settled | $21,133.10 | $0.00 | See FINRA Report |
| Dean Salvatore Dignoti | 1501042 | 4 | 09/26/2008 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| Florence Eleanor Barber | 1428720 | 2 | 09/23/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Nicholas Dinicola | 1989073 | 1 | 09/19/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jim Flint Fortenberry | 3035234 | 1 | 09/15/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christina Rebecca Vinson | 4201290 | 2 | 09/01/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shaun David O'Connor | 4371699 | 1 | 08/26/2008 | Customer Dispute | Denied | $5,308.29 | $0.00 | See FINRA Report |
| Young Bae Won | 1698732 | 1 | 08/15/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ralph Wayne Damren | 60462 | 14 | 08/08/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |