Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Rolnick | 4467464 | 3 | 11/21/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Curtis Brent Wilmoth | 3030335 | 2 | 11/19/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| James Dwight Thorsen | 1016823 | 1 | 11/04/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ted Martin Beal | 2324984 | 1 | 10/31/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mazhar Mahmood | 2876589 | 6 | 10/30/2008 | Customer Dispute | Withdrawn | $22,210.80 | $0.00 | See FINRA Report |
| Philip Thomas Cracchiola | 1643070 | 1 | 10/28/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Thomas J Noto | 4560521 | 1 | 10/25/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Joe Urban | 3270920 | 1 | 10/23/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick Morris | 1025904 | 5 | 10/21/2008 | Customer Dispute | Settled | $369,000.00 | $0.00 | See FINRA Report |
| Ronald Gary Langus | 302175 | 4 | 10/13/2008 | Customer Dispute | Denied | $13,604.70 | $0.00 | See FINRA Report |