Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter Marsters Wright | 4443385 | 3 | 01/06/2009 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Clinton Robert Hare | 1050896 | 7 | 01/05/2009 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Wallace Stasko | 4434844 | 1 | 12/29/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Peter Cukier | 3085222 | 3 | 12/22/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Maxwell Fricker | 5992998 | 1 | 12/11/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Kirk Binns-Loveman | 5067621 | 1 | 12/09/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Mark Spencer | 1124264 | 2 | 12/06/2008 | Customer Dispute | Denied | $24,010.00 | $0.00 | See FINRA Report |
| Gregory William Ricker | 2545035 | 4 | 12/01/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark Rolnick | 4467464 | 3 | 11/24/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Gibbs | 3273705 | 6 | 11/21/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |