Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elisha Weiss | 4785230 | 3 | 02/04/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Gerard Gundrum | 1819476 | 7 | 01/30/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Brian Cooper Smith | 4487602 | 1 | 01/26/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ralph Wayne Damren | 60462 | 14 | 01/26/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Matthew Deriancho | 4254656 | 1 | 01/20/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Brent Hurley | 837545 | 4 | 01/16/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Katherine McKain Chesley | 2864147 | 1 | 01/16/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ralph Wayne Damren | 60462 | 14 | 01/16/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald Carl Stokes | 1641763 | 2 | 01/13/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Francis Michael Vitale | 5923877 | 1 | 01/07/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |