Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marc R Lichtman | 3165133 | 1 | 04/10/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dror N Nir | 2928368 | 1 | 04/09/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michael Melvin Roth | 405582 | 3 | 04/09/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Robert Lunney | 736470 | 2 | 04/07/2009 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Sara Urban | 2404688 | 4 | 04/07/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Wilton Rodwell Drake | 2536804 | 2 | 04/06/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Willard McAllister | 4791944 | 3 | 04/06/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Stephen Thomas | 2176069 | 2 | 03/31/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bryan Anthony Braud | 5940297 | 1 | 03/28/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Ciaramitaro | 5100074 | 1 | 03/19/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |