Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Richard Reid | 1984593 | 2 | 06/05/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ellen Myra Meyerson | 2003486 | 1 | 05/28/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronald Joseph Molles | 2976343 | 1 | 05/27/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James David Skilling | 6085242 | 1 | 05/12/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Zulin Gan | 2584677 | 1 | 04/23/2009 | Customer Dispute | Settled | $34,160.70 | $0.00 | See FINRA Report |
| Rhodora Lacdan Dolores | 2629025 | 1 | 04/23/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Paul Lasek | 1064854 | 1 | 04/22/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frederick Earl Vanpatten | 1204070 | 4 | 04/20/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tammy Lynn Butts | 1750441 | 3 | 04/19/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Gregory Hamilton Wilson | 4479947 | 2 | 04/17/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |