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FINRA Broker Disclosures for Equitable Advisors, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.

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Displaying 1,091-1,100 out of 1,665 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Jeffrey Miles Boyarsky868762207/24/2009Customer DisputeSettled$9,000.00$0.00See FINRA Report
Michael Paul Gainer3049605107/20/2009Customer DisputeSettled$0.00$0.00See FINRA Report
Robert Peter Petrocine707203407/10/2009Customer DisputeSettled$115,000.00$0.00See FINRA Report
Molly Jean Ellis2641534207/07/2009Customer DisputeDenied$15,675.00$0.00See FINRA Report
Bradley Steven Turner3193524207/02/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Philip Marc Hyatt2202564106/29/2009Customer DisputeSettled$64,999.00$0.00See FINRA Report
Michael Joseph Fiori4963783106/25/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Gary Bruce Wetzel464224306/19/2009Customer DisputeSettled$7,938.73$0.00See FINRA Report
Arnold Frank7099161006/18/2009Customer DisputeDenied$0.00$0.00See FINRA Report
Jason H Crawford4517749106/11/2009Customer DisputeDenied$0.00$0.00See FINRA Report

1,665 Results

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