Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anne C Briggs | 2689265 | 1 | 11/23/2009 | Customer Dispute | Denied | $6,543.82 | $0.00 | See FINRA Report |
| Paul Baldino | 2024264 | 1 | 11/18/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald Carl Stokes | 1641763 | 2 | 11/17/2009 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Charles Albert Eshelman | 1339467 | 1 | 11/13/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Edward John Morehouse | 2656552 | 1 | 11/10/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Raymond Jon Ten Hoopen | 1549394 | 2 | 11/09/2009 | Customer Dispute | Denied | $500,000.00 | $0.00 | See FINRA Report |
| Youssef Naguib Marzouk | 1078356 | 2 | 11/06/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Carle Allam | 721822 | 2 | 10/27/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Raymond Jon Ten Hoopen | 1549394 | 2 | 10/20/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Martha Blanche Warschau | 734721 | 1 | 10/20/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |