Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jon Erik Huffman | 4505697 | 2 | 07/08/2010 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Patrick J Jarzembowski | 2337835 | 4 | 07/06/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Rolnick | 4467464 | 3 | 07/01/2010 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Ryan Douglas Goodwin | 4342484 | 1 | 06/28/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas Lloyd Roselieb | 1818572 | 3 | 06/18/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ian Richard Rose | 4013491 | 1 | 06/15/2010 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| Robert Pace Frankel | 1385480 | 3 | 05/06/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick J Jarzembowski | 2337835 | 4 | 04/06/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Clinton Robert Hare | 1050896 | 7 | 04/05/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Betty Lou Carver Hawbaker | 1452483 | 9 | 04/02/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |