Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kurt David Roemer | 829888 | 1 | 08/03/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Michael Kuchmak | 870223 | 1 | 07/28/2010 | Customer Dispute | Settled | $9,856.00 | $0.00 | See FINRA Report |
| Gail Regina Hill | 1674060 | 2 | 07/27/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Brent Hurley | 837545 | 4 | 07/21/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Joseph Teti | 1018336 | 3 | 07/20/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Blair Geoffrion Johnson | 2517370 | 2 | 07/20/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Charles Callaghan | 2585875 | 1 | 07/19/2010 | Customer Dispute | Closed-No Action | $39,927.20 | $0.00 | See FINRA Report |
| Sara Urban | 2404688 | 4 | 07/16/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Gregory Donnelly | 1334127 | 7 | 07/12/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Frederick Cyprys | 1095234 | 1 | 07/12/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |