Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Adam Rutkowski | 2044538 | 3 | 09/20/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Troy Randolph Barrentine | 2322904 | 1 | 08/26/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joseph Mark Binder | 4972343 | 1 | 08/24/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George Harlan Wilburn | 2967731 | 4 | 08/23/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Curtis Brent Wilmoth | 3030335 | 2 | 08/18/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Jeffrey Chadwell | 1992438 | 2 | 08/18/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gobind Chatani | 1658186 | 4 | 08/11/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael J Mashak | 4031888 | 2 | 08/06/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Derek M Giacomazzi | 2340387 | 4 | 08/03/2010 | Customer Dispute | Denied | $44,186.60 | $0.00 | See FINRA Report |
| Allan Yuan Dong | 5118181 | 1 | 08/03/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |