Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George Osipovitch | 5112804 | 2 | 12/07/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Francis Aloysius Donnelly III | 2631761 | 3 | 12/03/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mushtaq Ahmed | 2609335 | 4 | 11/30/2010 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Jai-Hong Park | 4474195 | 2 | 11/24/2010 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| David Marc Harmon | 1505722 | 2 | 10/30/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Custance | 1910194 | 2 | 10/20/2010 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| James Willard McAllister | 4791944 | 3 | 10/18/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Walter Shreve | 1041652 | 1 | 10/13/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nathan Miller | 7610438 | 1 | 10/08/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gary Bruce Wetzel | 464224 | 3 | 09/20/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |