Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher William Mullin | 3159656 | 1 | 01/14/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Paul Coats | 731681 | 1 | 01/10/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rolando Sebastian Parsley | 5111165 | 1 | 12/29/2010 | Customer Dispute | Settled | $72,000.00 | $0.00 | See FINRA Report |
| Arvind K Sood | 4257915 | 1 | 12/20/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Douglas Mills | 4582786 | 2 | 12/17/2010 | Customer Dispute | Denied | $8,650.55 | $0.00 | See FINRA Report |
| Michael Anthony Natale | 823999 | 2 | 12/16/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Johnny James George | 2809228 | 3 | 12/14/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Johnny James George | 2809228 | 3 | 12/14/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jimmy McMillian | 1544644 | 3 | 12/14/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Michael Ziskin | 3156754 | 2 | 12/08/2010 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |