Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Carlos Venegas | 1194311 | 3 | 04/18/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bernard Joseph McCole | 3041422 | 1 | 03/23/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jose Alberto Castro Frenzel | 1233007 | 1 | 03/23/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Debra Marie Patterson | 1609405 | 1 | 03/18/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Joseph Desroches | 1382790 | 1 | 03/10/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Danese Michelle Tremble | 3256039 | 1 | 03/07/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Diapoules | 4670314 | 1 | 02/03/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Stephen Kaplan | 2527203 | 3 | 02/03/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Jungjun Cho | 2740939 | 1 | 02/02/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Eliran O Abekassis | 5414137 | 1 | 01/14/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |