Our Staff has compiled our research into a database of FINRA Broker Disclosures for Equitable Advisors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tammy Lynn Butts | 1750441 | 3 | 04/19/2009 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Mazhar Mahmood | 2876589 | 6 | 10/30/2008 | Customer Dispute | Withdrawn | $22,210.80 | $0.00 | See FINRA Report |
| William Thomas Manchester | 4397883 | 2 | 02/07/2007 | Customer Dispute | Withdrawn | $170,000.00 | $0.00 | See FINRA Report |
| Stephen Michael Ashe | 4394214 | 1 | 08/03/2006 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Charles Nelson Dinklage | 2674824 | 4 | 01/10/2005 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Michael Mosslih | 4662400 | 4 | 05/27/2004 | Customer Dispute | Withdrawn | $47,967.60 | $0.00 | See FINRA Report |
| Sidney Ma | 4261875 | 1 | 04/24/2002 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |